Template for International Technology Transfer Contract - Bilingual Edition (Chinese & English)

('InaccordancewithBidNo.______undertheI.B.R.D.LoanNo.______，InternationalTenderingCompanyofChinaNationalTechnicalImportandExportCorporation，BeijingPRC(hereinafterreferredtoasthe“Licensee”)ontheonehand，and______Company，Germany(hereinafterreferredtoasthe“Licensor”)ontheotherhand，WhereastheLicensorhasthetechnicalknow-howfordesign，manufacture，assembly，installation，test，inspection，adjustment，operation，maintenance，managementandsaleofRailway______asrequiredbyLicensee;WhereastheLicensorhastherightandagreestotransfertheabove–mentionedtechnicalknow–howtotheLicenseeforthemanufactureofRailway______product;WhereastheLicenseeagreestointroducetheLicensor’stechnicalknow-howfordesign，manufacture，maintenance，saleandexportoftheRailway______product;WhereastheLicenseeagreestointroducetheLicensor’stechnicalknow-howfordesign，manufacture，maintenance，saleandexportoftheRailway______product;WhereastheLicensoragreestosupplytotheLicenseeandtheLicenseeagreestoobtainfromtheLicensoracertainamountofpartsandcomponentsfortheassemblingandmanufacturingoftheRailway______productunderothercontract.Theauthorizedrepresentativesofbothparties，throughfriendlynegotiations，haveagreedtoenterintotheContractunderthetermsandconditionsasstipulatedbelow;ARTICLE1DEFINITIONS1.1“TheLicensee”meansInternationalTenderingCompanyofChinaNationalTechnicalImportandExportCorporation，Beijing，P.R.C.第1页共31页1.2“TheLicensor”means_____Company，Germany.1.3“TheContract”meanstheagreemententeredbetweentheLicenseeandtheLicensor，asrecordedintheContractsignedbybothpartiesincludingallannexes，attachmentsandappendicestheretoandalldocumentsincorporatedbyreferencetherein.1.4“ThecontractPrice”meansthepricepayabletotheLicensorbytheLicenseeundertheContractforthefullandproperperformanceofitscontractualobligations.1.5“TheContractProducts”meansalltheproductswiththemodelsandspecificationsandperformanceswhicharemanufacturedbythetechnologytransferredbytheLicensortotheLicenseeasstipulatedinAnnex2totheContract.1.6“TheContractFactory”meanstheplacewheretheLicenseemanufacturestheContractProductsbyusingtheTechnologysuppliedbytheLicensor，ThatisBeijing_____factory.1.7“TheTechnicalDocumentationandSoftware”meansallthedocumentstobesuppliedtotheLicenseebytheLicensorasstipulatedinAnnexIIIoftheContract，Itconsistsofthefollowings:A.Allthetechnicalindices，drawings，design，technicaldocumentsandsoftwarerelatingtothedesign，manufacture，calculation，assembly，installation，test，managements，inspection，adjustment，operation，maintenance，acceptancetestandsaleoftheContractProducts;B.Allthetechnicalindices，drawings，design，technicaldocumentsandsoftwarerelatingtotheinspection，installation.Commissioning，testing，acceptance，operationandmaintenanceoftheContractEquipment;C.Allthetechnicalindices，drawings，technicaldocumentsand第2页共31页softwarerelatingtotheinspection，testing，adjustment，assemblyandmaintenanceoftheSKD/CKDParts.1.8“TheTechnicalService”meansthetechnicalassistance，supervision，instruction，trainingandotherservicesunderthecontracttoberenderedbytheLicensortotheLicenseeasstipulatedinAnnexVIandAnnex_VII_totheContract.1.9“SINOTRANS”meansChinaNationalForeignTradeTransportationCorporation，whichistheappointedagentoftheLicenseeforreceiptoftheTechnicalDocumentationandSoftware，theContractEquipmentandthePartsattheportsofdestination:A.XXseaport:B.XXAirport:SINOTRANS，1.10“PRC”meansthePeople’sRepublicofChina.1.11“FRG”meansFederalRepublicofGermany1.12“TheWorldBank”meanstheInternationalBankforreconstructionandDevelopment(I.B.R.D.)andInternationalDevelopmentAssociation.ARTICLE2OBJECTOFTHECONTRACT2.1ThelicensorhasagreedtotransfertotheLicenseeandtheLicenseehasagreedtoobtainfromtheLicensorthetechnicalknow-howforthedesign，manufacture，assembly，installation，test，inspection，adjustment，operationandmaintenanceandmanagementoftheContractProducts.Thename，model，specificationsandtechnicalindicesoftheContractProductsaredetailedinAnnex_II_totheContract.2.2TheLicensorhasagreedtogranttheLicenseethelicenseandrighttodesign，manufacture，use，sellinPRCtheContractProductsandexporttheContractProducts.Thelicenseandrightare第3页共31页non-exclusiveandnon-transferable.2.3TheLicensorhasagreedtoprovidethelicenseewiththeTechnicalDocumentationandSoftwarerelatedtotheContractProducts.Thecontents，copiesandtimeofdeliveryoftheTechnicalDocumentationandSoftwarearedetailedinAnnexVandAnnexVItotheContract.2.4TheLicensorhasagreedtodispatchhistechnicalpersonneltotheContractFactory，forTechnicalServices.ThespecificcontentsandrequirementsfortheTechnicalServicesaredetailedinAnnexIXtotheContract.2.5TheLicensorhasagreedtogivetheLicensee’spersonneltechnicaltraininginLicensor’sfactoriesandattheContractfactory，toensurethattheLicensee’stechnicalpersonnel;shallmastertheabovetechnicalknow–knowtransferredtotheLicensee.ThespecificcontentsandrequirementsoftechnicaltrainingaredetailedinAnnexXtotheContract.2.6TheLicensorhasagreed，upontherequestoftheLicenseeforaperiodof10(ten)yearsafterthedateofvalidityoftheContract，tosupplytheLicenseeatthemostfavorablepricewiththeparts，components，rawmaterialsandaccessorieswhicharenecessaryformanufacturingthecontractProductsunderaseparatecontracttobesignedinduetime.2.7TheLicensorhasagreed，upontherequestoftheLicenseeforaperiodof10(ten)yearsafterthedateofvalidityoftheContract，tosupplytheLicenseeatthemostfavorablepricewithequipmentandsoftwarewhicharemadeordevelopedbytheLicensorandarenecessaryformanufacturingtheContractsoftwarewhicharemadeordevelopedbythethirdpartyandarenecessaryformanufacturingtheContractProducts.第4页共31页2.8TheLicensorhasagreedtogranttheLicenseethelicenseandrighttouse，onthecontractProductsmanufacturedbythecontractFactory，theword“MadeinChinaunderlicenseof“followedbyNameoftheLicensor，attheoptionoftheLicensee，providedtheContractProductscanmeetthetechnicalandqualityrequirementasspecifiedinAnnexIIoftheContract.ARTICLE3CONTRACTPRICE3.1ThetotalContractprice，whichisbasedonthecontentsandscopestipulatedinArticle2totheContractandtheLicensor’sfulfillmentofhisobligationsundertheContract，shallbe_____DEM，(SAY:_____DEUTSCHMARKONLY)detailsasfollows:3.1.1PriceforTechnicalKnow-how:_____DEM(SAY:_____DEUTSCHMARKONLY).Thebreakdownpricesofthetechnicalknow-howareasfollows:A.Technologytransferfeeis:B.Technicaldocumentationandsoftwarefee(CIPBeijingPort)is_____DEM(SAY:_____DEUTSCHMARKONLY).C.Personneltrainingfeeis_____DEM(SAY:_____DEUTSCHMARKONLY).D.Technicalservicefeeis_____DEM(SAY:_____DEUTSCHMARKONLY).3.2Theabove-mentionedtotalContractPriceshallbefirmandfixedpricefortheLicensor’sobligationunderthecontractincludingallexpensesincurredfordeliveryoftheTechnicalDocumentationandSoftwareCIFBeijingAirport，China.ARTICLE4TERMSOFPAYMENT4.1AllthepaymentstipulatedintheContractshallbeeffectedinDEUTSCHMARK(DEM)throughanirrevocableletterofcreditpartialshipmentallowedundertheI.B.R.D.LoanNo._____forthepricefor第5页共31页theTechnicalKnow-how，obtainedfromtheWorldBankopenedinfavoroftheLicensor.4.2TheLicenseeshallwithinthirty(30)workingdaysaftereffectivenessoftheContract，openanirrevocableletterofcreditbytheBankofChina，BeijinginfavoroftheLicensor，inabankinhiscountrynominatedbytheLicensorandacceptedbytheLicensor，forandamountequivalenttothetotalContractprice，theletterofcreditshallpermitpaymentsasstipulatedinArticle4.3.4.3PaymentforthePricefortheTechnicalKnow-how4.3.110%(tenpercent)ofthetotalpriceforthetechnicalknow-howunderArticle3，namely_____DEM(SAY:_____DEUTSCHMARKONLY)shallbepaidaftertheLicensorhaspresentedthefollowingdocumentsprovidedtheyareinconformitywiththestipulationsoftheContract.A.OnePhotostatcopyofvalidexportlicenseissuedbytherelevantauthoritiesoftheLicensor’sofLicensor’ssubcontractor’scountry，oronecopyoftheletterissuedbytherelevantauthorityoftheLicensor’scountrystartingthatthevalidexportlicenseisnotrequired.B.OneoriginalandonecopyoftheirrevocableletterofguaranteeissuedbytheLicensor’sBankforasumof10%ofthetotalpriceofforthetechnicalknow-howinfavoroftheLicensee，ThespecimenoftheletterofguaranteeisdetailedinAnnexXIItothecontract.C.Fourcopiesoftheproformalinvoicecoveringthetotalpriceforthetechnicalknow-howD.TwocopiesofthesightdrafttobedrawnontheLicenseetotheBankofChina，Beijing.E.Fourcopiesofcommercialinvoice.第6页共31页Theabove-mentioneddocumentsshallbepresentednotearlierthan30daysaftereffectivenessoftheContract.4.3.225%(twentyfivepercent)ofthetotalpriceforthetechnicalknow-howunderArticle3，namely_____DEM(SAY:_____DEUTSCHMARKONLY)shallbepaidaftertheLicensorhasdeliveredthefirstbatchofthetechnicalDocumentation/SoftwareasstipulatedinAnnexVItotheCntractandagainstpresentationofthefollowingdocumentsprovidedtheyareinconformitywiththestipulationsoftheContract:A.Fivecopiesofthecommercialinvoice.B.TwocopiesofthesightdrafttobedrawnontheLicenseetotheBankofChina，Beijing.C.FivecopiesoftheairwaybillforthefirstbatchofthetechnicalDocumentationand/orsoftware.D.FivecopiesofthepackinglistforthefirstbatchoftheTechnicalDocumentationand/orSoftware.E.TwocopiesoftheletterissuedbytheLicenseeconfirmingthattheLicensorhasdeliveredtotheLicenseethefirstbatchofTechnicalDocumentationand/orSoftwareasstipulatedinAnnex_____andAnnex_____4.3.350%(fiftypercent)ofthetotalpriceforthetechnicalknow-howunderArticle3，namely_____DEM(SAY:_____DEUTSCHMARKONLY)shallbepaidaftertheLicensorhasdeliveredthelastbatchoftheTechnicalDocumentation/SoftwareasstipulatedinAnnex_____totheContractandagainstpresentationofthefollowingdocumentsprovidedtheyareinconformitywiththestipulationsofthecontract:A.Fourcopiesofthecommercialinvoice.B.TwocopiesofthesightdrafttobedrawnontheLicenseetothe第7页共31页BankofChina，Beijing.C.FivecopiesofthepackinglistfordeliveringthelastbatchofthetechnicalDocumentationand/orSoftware.D.FivecopiesofthepackinglistfordeliveringthelastbatchoftheTechnicalDocumentationand/orSoftware.E.TwocopiesoftheletterissuedbytheLicenseeconfirmingthattheLicensorhasdeliveredtotheLicenseeallTechnicalDocumentationsasstipulatedinAnnex_____4.3.415%(fiftypercent)ofthetotalpriceforthetechnicalknow-howunderArticle3，namely_____DEM(SAY:_____DEUTSCHMARKONLY)shallbepaidafteracceptanceoftheContractProductsbytheLicenseeandagainstpresentationofthefollowingdocumentsprovidedtheyareinconformitywiththestipulationsoftheContract:A.Fourcopiesofthecommercialinvoice.B.TwocopiesofthesightdrafttobedrawnontheLicenseetotheBankofChina，Beijing.C.TwocopiesoftheAcceptanceCertificatefortheContractProductssignedbythebothParties.4.4TheLicenseshallhavetherighttodeductfromtheperformanceBondorrelevantpaymentundernegotiationthepenaltiesinformofliquidatedamages，whichLicensorshallpayinaccordancewiththestipulationsoftheContract.4.5ThebankingchargesincurredintheP.R.C.shallbebornebytheLicenseeandthoseincurredoutsidetheP.R.C.shallbebornebytheLicensor.TheLicensorshallbearallinterestchargeincasetheyoccurinthenegotiationofthepayment，unlesstheseinterestchargeshavebeenoccurredbyreasonsofdefaultbytheLicensee.ARTICLE5DELIVERYOFTHETECHNICALDOCUMENTATIONANDSOFTWARE5.1TheLicensorshalldelivertotheLicenseetheTechnical第8页共31页DocumentationandSoftwareatBeijingAirportinaccordancewiththecontents，copiesandtimestipulatedinAnnex_____totheContract.TheriskoftheTechnicalDocumentationshallbetransferredfromtheLicensortotheLicenseeafteritsarrivalatBeijingAirport，China.5.2ThedatastampedbyBeijingAirport，ChinashallbetheactualdateofdeliverytheTechnicalDocumentationandSoftware.5.3TheLicensorshall，withintwo(2)workingdays，afterdispatchingeachbatchoftheTechnicalDocumentationand/orSoftware，informtheLicenseeandContractFactorybytelexorfaxoftheContractnumber，numberofparcels，weight，flightandexpectedarrivaldate.Atthesametime，theLicensorshallairmailtotheLicenseeandtheContractFactoryeachtwocopiesoftheairwaybillandthedetailedlistoftheTechnicalDocumentation/Software.5.4Incaseofanyloss，damagesorshortagecausedtotheTechnicalDocumentationandSoftwareduringthetransportation，theLicensorshallmakesupplementaryorreplaceabledeliverytotheLicenseewithin45(forty-five)daysafterreceivingtheLicensee’swrittennoticewithoutanycharges.5.5TheTechnicalDocumentationandSoftwareshallbepackedinstrongcasessuitableforlongdistancetransportationandnumeroushandlingwithprotectivemeasuresagainstmoistureandrain.5.6ThefollowingcontentsshallbemarkedonthecoverofeachpackageoftheTechnicalDocumentationandSoftwarewithindeliblepaintinconspicuousEnglishprintedwords:A.ContractNo.:_____.B.Consignee:InternationalTenderingCompanyofChinaNationalTechnicalImportandExportCorporation第9页共31页C.Consigneecode:_____.D.DestinationAirport:BeijingAirport.E.ShippingMark:_____.F.Gross/NetWeight(kg):_____G.ItemNo./CaseNo.:______H.Dimension(LxWxHinCM):______5.7InsideofeachpackageoftheTechnicalDocumentationandsoftware，thereshallbetwocopiesofthedetailedlisttoidentifyeachpart.5.8ForthedeliveryoftheTechnicalDocumentationandSoftware，partialshipmentisallowed.Transshipmentisnotallowed.5.9TheTechnicalDocumentationandSoftwareshallbecarriedflightbelongingtothemembercountriesoftheWorldBankandSwitzerland.5.10TheLicensorshalleffecttheinsurance，withinsurerfromeligiblesourcecountry，forandamountof110%ofthetotalcontractpriceon“allrisks”and“warrisk”basisattheLicensor’sexpenseswiththeLicenseeasthebeneficiary.5.11AlloftheTechnicalDocumentationandSoftware，andservicessuppliedundertheContractshallhavetheirorigininthecountriesandareaseligibleunderthecurrentWorldBankGuidelineforProcurement.ARTICLE6TECHNICALSERVICEANDPERSONNELTRAINING6.1TheLicensorshallsendhisskilled，healthyandcompetenttechnicalpersonneltotheContractFactoryoftheLicenseetoprovideTechnicalServiceonsiteinaccordancewiththestipulationsoftheContract.Thestipulation，thenumberofpersonnel，specialty，task，contentanddurationinPRCaredetailedinAnnex_____totheContract.6.2TheLicenseeshallprovideassistanceforentryandexitvisa，第10页共31页workandlifeinPRCfortheLicensor’sTechnicalServicepersonnel.ThetreatmentconditionsoftheLicensor’stechnicalpersonnelinPRCaredetailedinAnnex_____totheContract.6.3TheLicensor’stechnicalpersonnelsenttoPRCfortheTechnicalServiceshallobservethelawsofthePeople’sRepublicofChinaandrulesandregulationsofthecontractFactoryintheperiodofserviceinPRC.6.4TheLicenseeshallsendhistechnicalpersonneltotherelevantfactoriesoftheLicensorfortechnicaltraining.Thenumberofpersonnel，specialty，content，durationandrequirementoftrainingaredetailedinAnnex_____totheContract.6.5TheLicensorshallprovideassistanceforentryandexitvisaandshallprovidethefacilitiesnecessaryforthetechnicaltrainingfortheLicensee’strainees.ThetreatmentconditionsofthetraineesintheLicensor’scountryaredetailedinAnnex____totheContract.6.6TheLicensee’spersonnelundertrainingshallobservethelawsoftheLicensor’scountryandtherulesandregulationsoftheLicensor’sfactoriesintheperiodoftraining.ARTICLE7ACCEPTANCEOFTHECONTRACTPRODUCTS7.1Inordertoverifythecompleteness，correctnessandreliabilityoftheTechnicalDocumentationandSoftwaresuppliedbytheLicensorundertheContract，theLicensorshall，athisownexpensesendhisrepresentativestocarryoutacceptancetestontheContractProductsjointlywiththetechnicalpersonneloftheLicenseeinthecontractFactory.ThespecificprocedureoftheacceptancetestandthestandardoftheacceptancearedetailedinAnnex_____totheContract.7.2IfthetechnicalperformancesoftheContractProducts第11页共31页specifiedinAnnex_____totheContractareachievedintheacceptancetests，bothparties’authorizedrepresentativeshallsignfourcopiesoftheacceptancecertificatefortheContractProductsand，twocopiesforeachparty.7.3IfanytechnicalperformanceoftheContractProductsspecifiedinAnnex_____totheContractisnotachievedintheacceptancetests，bothpartiesshallhavefriendlyconsultationanddiscussionandjointlyanalyzethecausesandtakemeasurestoeliminatethedefect.Thesecondacceptancetestshallbecarriedoutafterthedefectshavebeeneliminated.7.4IftheresponsibilityforthefailureofthefirstacceptancetestlieswiththeLicensor，theLicensorshall，athisownexpenses，takemeasurestoeliminatethedefects，againsendhistechnicalpersonneltoparticipateinthesecondacceptancetestandshallbearalltheexpensesincurredinthesecondacceptancetestincludingtheexpensesforthematerialsusedinthesecondacceptancetest.IftheresponsibilityforthefailureofthefirstacceptancetestlieswiththeLicensee，theLicenseeshall，athisownexpenses，takemeasurestoeliminatedthedefectsandbearalltherelevantexpensesincurredinthesecondacceptancetest.7.5IfitisduetotheLicensor’sresponsibilitythatanytechnicalperformanceoftheContractProductsspecifiedinAnnex_____totheContractisstillnotachievedinthesecondacceptancetest，theLicensorshallcompensatetheLicenseeforthedirectexpensessustainedbytheLicensee，fortheacceptancetest，andshallathisownexpenses，takemeasurestoeliminatethedefectsandsendhistechnicalpersonneltoparticipateinthethirdacceptancetest.IftheresponsibilityforthefailureofthesecondacceptancetestlieswiththeLicensee，theLicenseeshall，athis第12页共31页ownexpenses，takemeasurestoeliminatethedefectsandbeartherelevantexpensesincurredinthethirdacceptancetest.7.6IfitisduetotheLicensor’sresponsibilitythatanytechnicalperformanceoftheContractProductsspecifiedinAnnex_____totheContractisstillnotachievedintheabove-mentionedthreeacceptancetests，theArticle8.7shallprevail.IftheresponsibilitylieswiththeLicensee，thenbothpartiesshalldiscussandagreeuponfurtherexecutionoftheContract.ARTICLE8GUARANTEESANDCLAIMS8.1TheLicensorshallguaranteethattheTechnicalDocumentationandSoftwaresuppliedbytheLicensortotheLicenseeinaccordancewiththeContractshallbeofthelatestandwell-provedTechnicalDocumentationandSoftwarewhichareactuallyusedbytheLicensorandthattheimproved，modifiedanddevelopedTechnicalDocumentationandSoftwareshallbesuppliedintimebytheLicensortotheLicenseeinthecourseofimplementationoftheContract，withoutcharge.8.2TheLicensorshallguaranteethattheTechnicalDocumentationandSoftwaresuppliedbytheLicensortotheLicenseeinaccordancewiththeContractshallbecomplete，correctandlegible，andshallbedeliveredintimeinaccordancewiththestipulationsinAnnex_____totheContract.8.3IfitisfoundbythelicenseethattheTechnicalDocumentationandSoftwaresuppliedbytheLicensorisnotinconformitywiththestipulationsinAnnex_____totheContractandClause8.2totheContract，theLicensorshallmailtherelatedTechnicalDocumentationtoLicenseefreeofchargewithin30(thirty)daysafterreceivingtheLicensee’swrittennotice.8.4IftheLicensorfailstodelivertheTechnicaldocumentation第13页共31页andSoftwareinaccordancewiththetimeschedulestipulatedinAnnex_____totheContractandClause8.3，theLicensorshallpaytotheLicenseepenaltiesforlatedeliveryoftheTechnicalDocumentationandSoftwareatthefollowingrates:0.5%(pointfivepercent)ofthetotalContractpriceoftheTechnicalDocumentationandSoftwareforeachfullweekoflatedelivery.Theabove-mentionedtotalpenaltiesshallnotexceed5%(fivepercent)ofthetotalContractpriceofthiscontract.ThepenaltypaidshallbeintheformofLiquidatedDamagesandshallfullyindemnifytheLicenseeforallcostsincurredasaresultofsuchdelay.8.5PaymentofpenaltymadebytheLicensortotheLicenseeinaccordancewiththestipulationinClause8.4totheContractshallnotreleasetheLicensorfromhisobligationstocontinuetodelivertheTechnicalDocumentationandSoftware，whichissubjecttopenaltiesforlatedelivery.8.6IftheperiodforlatedeliveryoftheTechnicalDocumentationandSoftwareexceed6.(Six)months，theLicenseeshallbeentitledtoterminatetheContract.Insuchcase，theLicensorshallreturntotheLicenseethetotalamountswhichtheLicenseehasalreadypaidplusinterestattherateof12%perannualthereon.8.7IfitisduetotheLicensor’sresponsibilitythatanytechnicalperformanceoftheContractProductsisnotachievedintheacceptancetests，thecaseshallbedealtwithinthefollowingmanner:IfitisduetotheLicensor’sresponsibilitythatanytechnicalperformanceoftheContractProductsspecifiedinAnnex_____totheContractisnotachieved，andtheLicenseecannotputthecontractProductsintoproduction，theLicenseeshallbeentitledto第14页共31页terminatetheContract.InthecaseofterminationoftheContract，theLicensorshallreturntotheLicenseethetotalamountswhichhavealreadybeenpaidbytheLicenseetotheLicensorplusinterestattherate12%perannualthereonandcompensatethelicenseefordirectlossesuponmutualagreement.IfitisduetotheLicensor’sresponsibilitythatonlysomeofthetechnicalperformancesoftheContractProductsspecifiedinAnnex_____totheContractarenotachieved，buttheLicenseestillcanputtheContractProductsintoproduction，theLicensorshallcompensatelicenseeforthedirectexpensesatanamountof5%-10%(fivetotenpercent)ofcontractpriceaccordingtothesignificantsofthediscrepancy.ARTICLE9INFRINGEMENTSANDCONFIDENTIALITY9.1TheLicensorshallguaranteethattheLicensorhaslawfulownershipofallthetechnicalknow-how，theTechnicalDocumentationandSoftwaresuppliedbytheLicensortotheLicenseeinaccordancewiththeContract，andthattheLicensorhastherighttotransferthetechnologyandsupplytheContractEquipmentandthePartstotheLicensee.Incaseanythirdpartybringsachargeofinfringement，theLicensorshalltakeupthematterwiththethirdpartyandbearalllegalandfinancialresponsibilities，whichmayarise.9.2BothPartiesshallkeepconfidentialalltechnicalknow-how，technicaldocumentationandalltheinformationofhydrology，geologyandproductionoftheContractFactoryregardingthebusinessoftheotherparty，beingeithertechnicalorcommercialofnature，duringthevalidityperiodoftheContractaswellasthereafterforaperiodof10years.Ifapartofthewholeofsuchknow-how，informationordocumentationbecomesorismadepubliclyknown，eitherthePartyknowingsuchKnow-how，informationor第15页共31页documentationorthroughathirdparty，theotherPartyshallnolongerbeheldtohissecrecyobligation.9.3TheLicenseeshallhavetherighttousethetechnicalknow-howandtheTechnicalDocumentationsandsoftwaresuppliedbytheLicensortodesign，manufactureandselltheContractProductsaftertheterminaloftheContract.ARTICLE10TAXESANDDUTIES10.1AlltaxesanddutiesinconnectionwithandintheexecutionoftheContracttobeleviedbytheGovernmentofthePRContheLicenseeinaccordancewiththeChinesetaxlawsandregulationsineffectshallbepaidbytheLicensee.10.2AllthetaxesanddutiesinconnectionwithandintheexecutionoftheContracttobeleviedbytheGovernmentofthePRContheLicensorinaccordancewiththetaxlawsineffectandthe“AgreementbetweentheGovernmentofFederalRepublicofGermanyfortheReciprocalAvoidanceofDoubleTaxationandthePreventionofFiscalEvasionwithrespecttoTaxesonIncomeandProperty”shallbebornebytheLicensor.10.3AllthetaxesanddutiesinconnectionwithandintheexecutionoftheContracttobeleviedoutsidethePRCshallbepaidbytheLicensor.ARTICLE11PERFORMANCEBOND11.1TheLicensorshall，withinthirty(30)calendardaysaftersigningofthecontract，furnishaPerformanceBondtotheLicensee，issuedbytheBankofChina，Beijingagainstthecounter-guaranteeissuedbyaforeignbanktotheBankofChina，Beijing:intheamountoften(10)percentofthetotalContractPrice.ThePerformanceBondshallremainvaliduntiltheacceptanceoftheContractProductsandexpirationoftheguaranteeperiodofthe第16页共31页ContractEquipment.11.2ThePerformanceBondshallbefurnishedbytheLicensorbyaBankGuaranteeintheformasstipulatedinAnnex_____totheContract.ThecostthereofshallbebornebytheLicensor.11.3IncasetheLicensorfailstoperformanyofhisobligationsundertheContract，theLicenseeshallhavetherighttohavearecoursefromthePerformanceBond.ARTICLE12FORCEMAJEURE12.1IfeitherofthecontractingpartiesispreventedfromexecutingtheContractbysuchcasesofforcemajeureaswar，seriousflood，fire，typhoonandearthquakeorothercaseswhichareagreeduponbybothpartiesascasesofforcemajeure，thetimeforperformanceoftheContractshallbeextendedbyaperiodequivalenttotheeffectofsuchcases.12.2Theaffectedpartyshallnotifytheotherpartyofcasesofforcemajeureoccurredbytelex，cableorfaxassoonaspossibleandshallsendbyregisteredairmail，within14(fourteen)daysthereafter，acertificateissuedbytheauthorityordepartmentconcernedtotheotherpartyforconfirmation.12.3Shouldtheeffectoftheforcemajeurecaseslastformorethan120(onehundredandtwenty)days，bothpartiesshallsettletheproblemoffurtherexecutionoftheContractthroughfriendlyconsultationassoonaspossible.ARTICLE13SETTLEMENTOFDISPUTES13.1AllthedisputesinconnectionwithorintheexecutionoftheContractshallbesettledbybothPartiesthroughfriendlyconsultations.IncasenosettlementtothedisputescanbereachedbybothPartiesthroughfriendlyconsultations，thedisputesshallbesettledthrougharbitration.第17页共31页13.2ThearbitrationshalltakeplaceinStockholm，Sweden，andbeconductedbytheArbitrationInstituteofChamberofCommerceinStockholmaccordingtotheprovisionalproceduresandrulesofthesaidArbitrationCommission.13.3Thesettlementofarbitrationisfinalandbindingonbothparties.13.4Thearbitrationfeeshallbebornebythelosingparty，exceptasotherwiseawardedbythesaidArbitrationCommission.13.5Incourseofarbitration，bothpartiesshallcontinuetoexecutetheContractexceptthepartoftheContract，whichisunderarbitration.ARTICLE14EFFECTIVENESSOFTHECONTRACTANDMISCELLANEOUS14.1Thiscontractissignedbytheauthorizedrepresentativesofbothpartieson______inBeijing.BothpartiesshallfileapplicationswiththeirrespectivegovernmentsforratificationoftheContract，ifrequired.ThedateofeffectivenessoftheContractshallbethedateoflasthappeningofthefollowings:A.RatificationoftheContractfromthelastparty.B.ApprovalofthecontractbytheWorldBank.C.TheLicensee’sreceiptofthePerformanceBond.Bothpartiesshalldotheirutmosttoobtaintheratification，andshalladvisetheotherpartybytelexorfaxandsendaletterforconfirmation.14.2IftheContractcannotcomeintoforcewithin6(six)monthsafterthedateofsigningtheContract，bothpartiesshallhavetherighttocanceltheContract.14.3TheContractshallbeinforcefor5yearsfromtheeffectivedateoftheContract.Aftertheexpirationofitstermofvalidity，thecontractshallautomaticallybecomenullandvoid.第18页共31页14.4Theoutstandingcreditor’srightanddebtsbetweenbothpartiesattheexpirationoftheContractshallnotbeinfluencedbytheexpirationoftheContract.Thedebtorshallcontinuetopaythecreditortheoutstandingdebts.14.5ThiscontractismadeoutintheEnglishlanguageintwooriginals，oneforeachparty.14.6TheContractisformedbyArticleItoArticle15andAnnexItoannex______.ThetextandAnnexofthecontractshallbeintegralpartsoftheContractandhavethesamelegalforce.14.7Anychanges，amendment，supplementandsubtractionstothestipulationsofthecontractshallbevalidafterbothparties’authorizedrepresentativeshavesignedwrittendocuments，whichshallformintegralpartsofthecontractandshallhavethesamelegalforceastheContract.14.8InthecourseofimplementationoftheContract，allthecommunicationsbetweenbothpartiesshallbeintheEnglishlanguage.Formalnoticeshallbeinwrittenforminduplicateandbesentbyregisteredairmail.14.9NotwithstandingthestipulationsinClause14.1ofthisClauseofthisContract，bothpartiesshallhavetherighttoterminatethisContractwhichhasalreadyormaybecomeeffective，iftheContractNo.____-hasnotcomeintoeffectnotduetotheLicensor’sresponsibilitywithin3monthsaftersigningthisContract.IncasethattheContractNo.______cannotbecomeeffectiveduetotheLicensor’sresponsibilitywithin3monthsafterthesigningofthem，theLicenseeshallhavetherighttodecidewithintwomonthsthereafterwhetherornottoterminatethisContract.Insuchcasesoftermination，bothpartiesshallsettleaccountthroughfriendlyconsultationasregardtocompensationofpaymentandexpenses第19页共31页alreadymadebyeachparty.ARTICLE15LEGALADDRESSES15.1TheLicensee:Name:___________________________________________Address:__________________________________________Telex:____________________________________________Fax:______________________________________________15.2TheLicensor:Name:____________________________________________Address:__________________________________________Telex:____________________________________________Fax:______________________________________________第20页共31页技术转让合同根据国际复兴开发银行第_______号贷款项下第_______号招标，中国技术进出口总公司国际招标公司（以下简称“引进方”）为一方，德国_______公司（以下简称“让与方”）为另一方；鉴于让与人拥有设计、制造、装配、安装、测试、检验、调试、运行、维修、管理及销售铁路_______产品的专有技术；鉴于让与人有权并同意向引进方转让上述铁路_______产品的专有制造技术；鉴于引进方希望利用让与人的专有技术设计、制造、维修、销售和出口铁路_______产品的专有技术；鉴于让与人同意向引进方提供并且引进方同意从让与人获得根据此合同及双方所签定的另一合同规定的设备、工具和必要备件以用于铁路_______产品的制造；鉴于让与人同意向引进方提供并且引进方同意从让与人获得根据此合同及双方所鉴另一合同规定的一定数量的不见和零件以用于组装和制造铁路_______产品；双方授权代表通过友好协商，同意就以下条款签订本合同：第一章定义1.1“引进方”是指中国____________________________公司。1.2“让于人”是指德国______________公司。1.3“合同”是引进方和让与人签署的如合同所述的协议，它包括所有附件，附录以及其所指的所有有关文件。1．4“合同价格”是指引进方支付给根据合同全部完满完成其合同义务的让于人的金额。1．5“合同产品”是指由合同工厂根据让于人提供的专有技术生产的满足本合同附件二所规定的型号、规格、性能的所有产品。1．6“合同工厂”是指引进方使用让于人提供的技术制造合同产品的地点，即中国北京_______工厂。1．7“技术资料和软件”是指让于人按照合同附件三的规定提供给引进方的所有文件，它包括下列内容：A．所有技术指标、图纸、设计、以及有关合同产品的设计、制造、计算、装配、安装、测试、检验、调试、运行、维修和验收的技术文件和软件。第21页共31页B．所有技术指标、图纸、设计、以及有关合同设备的检验、安装、试运行、测试、验收、运行和维护的技术文件和软件C．所有技术指标、图纸、设计、以及有关合同部件的测试、检验、调试、组装和维修的技术文件和软件。1．8“技术服务”是指让于人根据合同附件六和附件七中的规定向引进方提供的技术知道、技术监督、技术培训和其他服务。1．9“中外运”是指中国对外贸易运输总公司，它是引进方指定的在以下目的港接受技术资料和软件、合同设备及部件的代理：A．XX港：地址：电传：传真：B．XX机场地址：电传：1．10“P.R.C”是指中华人民共和国。1．11“F.R.G”是指联邦德国。1．12“世界银行”是指国际复兴开发银行（IBRD）和国际开发协会。第二章合同范围2．1让于人同意向引进方转让并且，引进方同意从让于人获得设计、制造、装配、安装、测试、检验、调试、运行、维修及管理合同产品的专有技术。合同产品的名称、型号、规格和技术标准详见合同附件二。2．2让于人同意给予引进方在中华人民共和国境内设计、制造、使用和销售合同产品以及出口合同产品的权利。这种权利是非独占性的和不可转让的。2．3让于人同意向引进方提供与合同产品有关的技术资料和软件，其具体内容、数量和交付时间详见合同附件五和附件六。2．4让于人同意派遣技术人员到合同工厂进行技术服务，其具体内容和要求详见合同附件九。2．5让于人同意在让于人的工厂和合同工厂对引进方的人员进行技术培训，并保证使引进方技术人员掌握转让的技术培训的内容和要求详见合同附件十。第22页共31页2．6让于人同意根据引进方的要求在本合同有效期之后的十年内以最优惠的价格向引进方提供制造合同产品所需的零部件、原材料及辅助设备。双方届时将另签合同。2．7让于人同意根据引进方的要求在本合同有效期之后的十年内以最优惠的价格向引进方提供让与人自己生产或改造的制造合同产品所需的设备和软件，并协助引进方得到第三方生产或改进的制造合同产品所需和设备和软件。2．8让与人同意，如果合同产品达到合同附件二所规定的技术和质量要求，引进方有权在合同工厂生产的合同产品上标明“由_______（让与人名称）许可在中国制造”的字样，至于是否在合同产品上标明上述字样，则由引进方自行决定。第三章合同价格3．1基于本合同第二章规定的内容和范围，以及让于人按本合同的规定应完成的义务，本合同总价格为_______德国马克。分项价格如下：3．1．1专有技术费为_______德国马克。专有技术分项价格为：A．技术转让费：_______德国马克；B．技术资料费：_______德国马克（CIFXX机场）C．人员培训费：_______德国马克；D．技术服务费：_______德国马克。3．2以上合同总价是对于让与人在本合同下应尽的包括按CIF条款将技术资料和软件运达XX机场之全部责任的固定价格。第四章支付条件4．1本合同的所有费用将使用世界银行第_______号贷款以德国马克通过不可撤消的、允许分批交付的、以让与人为收益人的信用证支付4．2让与人应在合同生效后三十个工作日内，通过其中国银行总行向让与人推荐并经引进方认可的让与人所在国的一个银行开出不可撤消的信用证，该信用证的金额应等同于合同总价。该信用证将允许按本合同第4.3条规定的支付条件进行支付。4．3专有技术费用的支付4．3．1按本合同第三章规定的合同总价中专有技术费用的10%，即_______第23页共31页马克将在让与人提交下述单据并符合合同规定后支付：A．让与人国家有关当局出具的有效出口许可证的影印件一份；B．让与人银行开除的金额为合同总价10%的不可撤消的银行保函的正本一份，副本一份。该银行保函的格式详见合同附件12；C．全额形式发票四份；D．向开证行开出的即期汇票两份；E．商业发票四份；以上单据不得早于合同生效三十天之内提交。4．3．2按本合同第三章规定的合同总价中专有技术费用的25%，即_______马克，将在让与人按合同附件6的规定交付了第一批技术资料/软件，并提交下述符合合同规定的单据后支付：A.商业发票五份；B．XX中国银行开出的即期汇票两份；C．交付第一批技术资料或软件的空运单副本五份；D．第一批技术资料或软件的装箱单五份；E．引进方出具的证明让与人已交付第一批技术资料和软件的确认函副本两份，。4．3．4按本合同第三章规定的合同总价中专有技术费用的15%，即_______马克，将在本合同产品样机验收完成、让与人提交下述单据且符合合同规定后支付A．商业发票四份；B．XX中国银行开出的即期汇票两份；C．双方签字的合同产品验收合格证书副本两份。4．4引进方有权从履约保函或正在议付的付款中扣除让与人根据合同规定应支付的罚款/或补偿费。4．5在中国境内产生的银行费用由让与人承担。除了因引进方的延误支付而产生的利息之外，议付过程中产生的一切利息费用均由让与人承担。第五章技术资料和软件的交付5．1让与人应按本合同附件中规定的内容、数量和时间将技术资料和软件运至XX机场。技术资料和软件的风险将在该技术资料和软件运达XX机场之后由让与人转移给引进方。第24页共31页5．2XX机场盖章的日期将作为技术资料和软件的实际交付日期。5．3在每批技术资料/软件交运后的两个工作日内，让与人应通过电传或传真将合同号、空运单号、提单日期、资料号、邮包号、重量、航班和预计到达时间通知引进方和合同工厂。与此同时，让与人应向引进方和合同工厂各邮寄两套空运单和技术资料/软件的详细清单。5．4如果技术资料/软件在运输过程中发生丢失、损坏或缺少，让与人将在收到引进方的书面通知后45天内免费补发或更改。5．5技术资料/软件应包装在坚固的箱子内以适于长途运输，且能防潮、防雨。5．6每箱技术资料/包装的外包装上应以不褪色的油漆用英文注明以下内容：A．合同号：_______B．收货人：C．收货人代码：_______D到货机场：XX机场E．唛头标记：_______F．毛/净重量（公斤）：_______G．箱号/件号：_______H．外形尺寸（长X宽X高）：_______5．7在每箱技术资料/软件中，应备有两份详细的箱单。5．8技术资料和软件可分批交付，但不得转运。5．9技术资料和软件应由属于世界银行成员国的国家或瑞士的班机承运。5．10让与人负责在合格的保险公司办理保险，投保费用由让与人负担。引进方为保险收益人，投保金额为合同总价110%的“一切险”和“战争险”。5．11本合同下提供的所有技术文件、软件和技术服务应来源于现行世界银行采购指南中所列的合格的国家和地区。第六章技术服务和人员培训6．1根据本合同的规定，让与人将派遣其熟练的、健康的、合格的技术人员到引进方的合同工厂现场进行技术服务。让与人技术人员的专业任务、服务内容、来华人数和在华时间详见本合同附件_________。6．2引进方将为让与人技术人员的出入境签证、在华的工作和生活提供帮助。第25页共31页让与人技术人员在华的待遇详见合同附件_______。6．3让与人的技术人员在华进行技术服务期间应遵守中华人民共和国的法律以及合同工厂的规章制度。6．4引进方将派遣其技术人员到让与人的有关工厂进行技术培训。培训人数、专业、内容、时间及培训要求详见合同附件_________。6．5让与人将为引进方培训人员的出入境签证提供帮助并提供技术培训必需的设施。培训人员在让与人国家的待遇详见本合同附件_________。6．6引进方的培训人员在培训期间应遵守让与人国家的法律以及让与人工厂的规章制度。第七章合同设备的验收7．1为了检验让与人根据合同所提供的技术文件和软件的完整性、准确性和可靠性，让与人应自费派遣其代表到合同工厂会同引进方技术人员对合同产品进行验收。验收的具体程序和标准详见合同附件_________。7．2在合同产品的验收试验中，如果合同产品达到合同附件_________所规定的所有技术要求，让与人和引进方授权代表应签署四份验收证明，双方各执两份。7．3如果合同产品在验收试验中达不到合同附件_________中规定的技术指标，双方将进行友好协商并共同分析原因，采取措施排除缺陷。第二次验收试验将在排除缺陷后进行。7．4如果由于让与人的原因造成第一次验收试验失败，让与人将采取措施排除故障，并再次派技术人员参加到二次验收试验，费用由让与人承担，同时让与人应承担第二次验收试验的有关直接费用，包括材料费。如果是由于引进方的责任造成第一次验收失败，引进方将采取措施排除故障，费用自理，并承担第二次验收试验的有关直接费用。7．5在第二次验收试验时，如果是由于让与人的责任导致本合同产品的技术指标仍未达到合同附件_________的要求，让与人将赔偿引进方的直接损失，并自付费用采取措施排除故障，再次派技术人员参加第三次验收试验，并承担第三次验收试验的有关费用，包括材料费。如果由于引进方的责任造成第二次试验失败，引进方将采取措施排除故障，费用自理，并承担第三次验收试验的有关费第26页共31页用。7．6如果由于让与人的责任造成在上述三次验收试验中合同产品的技术指标仍未达到合同附件_________的要求，合同条款第8.7款将被引用。如果由于引进方的责任造成在上述三次验收试验中合同产品的技术指标仍未达到要求，双方将通过协商达成进一步执行合同的协议。第八章保证和索赔8．1让与人将保证按合同要求向引进方提供的技术资料和软件是让与人实际使用的和最新的并被证实了的技术资料和软件，并保证在合同执行过程中及时向引进方免费提供改进、修改和开发的新的技术资料和软件。8．2让与人保证所提供的技术资料和软件是完整的、正确的、清晰的，并保证按合同附件_________的规定及时交付。8．3如引进方发现让与人交付的技术资料和软件不符合本合同第_________款的规定，让与人应在收到引进方的书面通知后三十天内免费将有关的技术资料和软件邮寄给引进方。8．4如让与人没有按本合同附件_________及第_________款中规定的时间交付技术资料和软件，让与人应按比例向引进方交付技术资料和软件迟延交付的罚款：每迟交一星期，按专有技术部分合同总家应付金额的0.5%交付迟交罚款，但上述罚款总额应不超过专有技术部分合同总价的5%。上述罚款的支付应作为预定违约金并且是对引进方因上述迟延交付所造成的全部损失的赔偿。8．5让与人按第8.4款向引进方交付迟交罚款后，并不能免除让与人继续交付迟交的技术资料和软件的义务。8．6如技术资料和软件的迟交超过六个月，引进方将有权终止合同。在这种情况下，让与人必须将引进方已支付的全部金额加上年利率为12%的利息，一起退还给引进方。8．7在合同产品的验收中，如果由于让与人的责任造成合同产品的技术指标达不到验收标准，则按以下方式处理：如果由于让与人的责任造成合同产品在验收时不能达到合同附件_________所规第27页共31页定的技术指标，以至于引进方不能把合同产品投入成批生产，引进方有权终止合同。在这种情况下，让与人应将引进方已制服的全部金额加上年利率为12%的利息，一并退还给引进方，同时根据双方的协定，赔偿引进方的直接损失。如果由于让与人的责任造成合同产品在验收时有些技术指标达不到附件_________的规定，但引进方还能把合同产品投入生产，让与人应根据上述技术偏差的严重程度按合同总价的5%-10%赔偿引进方的直接损失。第九章侵权和保密9．1让与人保证对根据本合同向引进方提供的一切专有技术和技术资料和软件拥有合法的所有权，并有权向引进方转让该专有技术、合同设备及配件。如果发生第三方指控侵权，让与人应负责与第三方交涉，并承担由此引起的法律上和经济上的责任。9．2合同双方应在十年内对相互提供的具有技术和商务性质的技术诀窍、技术文件以及有关合同工厂的水文、地理和生产等方面的资料承担保密义务。如果上述技术诀窍、技术文件或资料的某一部分被公开，不管是由上述技术诀窍、技术文件或资料的所有方还是由第三方公开的，则另一方不再承担对上述技术诀窍、技术文件或资料的保密义务。9．3引进方有权在本合同的有效期之后使用让与人提供的专有技术、技术资料和软件设计、制造和销售合同产品。第十章税费10．1中国政府根据现行税法对引进方征收的与执行本合同有关的一切税费应由引进方承担。10．2中国政府根据现行税法和《中华人民中和国和联邦德国政府关于避免双重征税和防止漏税的协议》对让与人征收的与执行本合同有关的一切税费应由让与人承担。10．3所有在中国境外征收的与执行本合同有关的税费由让与人承担。第十一章履约保函11．1合同双方签字后三十天以内，让与人应提交金额为合同总价10%的履约保函，该保函应由XX中国银行根据外国某一银行向XX中国银行提交的反担保开具。该履约保函的有效期将持续到合同产品验收和合同设备保证期结束以后。第28页共31页11．2让与人应按合同附件_________的格式提交履约保函，由此产生的费用由让与人承担。11．3如果让与人未能履行合同规定的某项义务，引进方将有全对该保函行使保函行行使追索权。第十二章不可抗力12．1如果让与人和引进方中任何一方由于战争、洪水、火灾、台风、地震或其他双方认可的不可抗力事故而影响合同的执行，则履行合同的期限将推延一段相当于该事故所影响的时间。12．2受不可抗力影响的一方应尽快通过电传或电报将发生不可抗力的情况通知对方，并于十四天之内以航空挂号信将有关当局楚剧的证明文件交另一方确认。12．3如果不可抗力持续120天以上，双方应通过友好协商尽快解决继续履行合同的问题。第十三章争议的解决13．1合同双方应通过友好协商解决在执行合同过程中发生的一切争执。如协商后仍不能解决时，应提交仲裁解决。13．2仲裁将在xxx进行，由xxx商会仲裁委员会按其程序和规定进行仲裁。13．3仲裁裁决是终局的，对双方都有约束力。13．4仲裁费用将由败诉方承担，除非仲裁院另有裁决。13．5在仲裁期间，除了合同中提交仲裁的部分之外，双方应继续履行合同义务。第十四章合同生效及其他14．1本合同由双方授权代表于____年_____月_____日在XX签字。双方将在必要时向各自政府申请批准合同，合同生效日期将以下列事项最后一个发生的日期为准：A．最后得到政府批准一方的批准日期：B．世界银行对合同的批准：C．引进方收到履约保函。双方将尽量最大努力使合同获得批准，并用传真或电转通知对方并以书面确认。第29页共31页14．2如合同自签字之日起经过六个月仍不能生效，则双方有权取消本合同。14．3本合同自生效之日起5年有效，有效期满后合同将自动失效。14．4合同有效期满将不影响双方未了的债权债务关系，债务人将继续付给债权人未付的债款。14．5本合同以英文书写，正本一式两份，双方各执一份。14．6本合同由条款第一章至第十五章及附件_________至_________组成。合同正文及附件都是本合同不可分割的组成部分，或有同等法律效力。14．7有关本合同的任何变更、修改、补充和分包将在双方授权代表签署书面文件以后生效，同时将成为本合同的组成部分并与合同具有同等法律效力。14．8在本合同执行过程中，双方通讯应使用英文。正式通知应以书面形式一式两份用挂号航寄。14．9尽管本合同本章第14.1款的规定，如果不是由于让与人的责任而使合同_________在签字后三个月内未能生效，双方均有权终止已经或可能生效的本合同，如果由于让与人的责任使合同_________在签字后三个月内仍未生效，引进方有权在两个月内决定是否终止本合同。在终止本合同的情况下，双方应通过友好协商解决赔偿支付和双方已产生的费用。第十五章法定地址15．1引进方：名称：地址：电传：传真：15．2让与人：名称：_________公司地址：_________电传：_________传真：_________15．3双方授权代表签字：第30页共31页引进方（签字）让与人（签字）第31页共31页',)